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CTA Instrument Response Functions

Modelling CTA data

Overall concept

A central element of any data analysis is the modeling of the observed event distribution. Generally, the measured events can be separated into two distinct classes: events being attributed to gamma rays of celestial origin (the “source” events) or events being attributed to any other kind of trigger (the “background” events). In the first case, the Instrument Response Functions (IRFs) describe how an incident gamma-ray converts into a measured event. In the second case there is often no general prescription, and the distribution of background events is commonly modeled directly in the data space of the observable quantities. The main difficulty of gamma-ray astronomy is that not all events can be tagged a priori as being source or background, hence their separation can only be done on a statistical basis, based on the different morphologies, spectral characteristics or eventually temporal signatures of both event categories.

For this purpose, ctools use a general model that describes the spatial, spectral and temporal properties of the source and background components. The model is composed of an arbitrary number of model components that add up linearly to provide a prediction of the expected number of events. Model components are generally parametric, and model parameters can be adjusted through a maximum likelihood procedure to find the set of parameters that represent best the measured data. Model components representing celestial sources are convolved with the IRFs to predict the expected number of source events in the data. Background model components will be directly expressed as expected number of background events without any IRF convolution.

Implementation

The general model is describe in ctools using a model definition XML file. Below is a simple example of such a file comprising one source and one background model. Each model is factorised in a spectral (tag <spectrum>) and a spatial component (tags <spatialModel> and <radialModel>):

\[M(x,y,E) = M_{\rm spectral}(E) \times M_{\rm spatial}(x,y)\]

In this specific example, the source component Crab describes a point source at the location of the Crab nebula with a power law spectral shape. The background component Background is modelled as a radial Gaussian function in offset angle squared (with the offset angle being defined as the angle between pointing and measured event direction) and a spectral function that is tabulated in an ASCII file.

<?xml version="1.0" standalone="no"?>
<source_library title="source library">
  <source name="Crab" type="PointSource">
    <spectrum type="PowerLaw">
       <parameter name="Prefactor" scale="1e-16" value="5.7"  min="1e-07" max="1000.0" free="1"/>
       <parameter name="Index"     scale="-1"    value="2.48" min="0.0"   max="+5.0"   free="1"/>
       <parameter name="Scale"     scale="1e6"   value="0.3"  min="0.01"  max="1000.0" free="0"/>
    </spectrum>
    <spatialModel type="SkyDirFunction">
      <parameter name="RA"  scale="1.0" value="83.6331" min="-360" max="360" free="1"/>
      <parameter name="DEC" scale="1.0" value="22.0145" min="-90"  max="90"  free="1"/>
    </spatialModel>
  </source>
  <source name="Background" type="RadialAcceptance" instrument="CTA">
    <spectrum type="FileFunction" file="$CTOOLS/share/models/bkg_dummy.txt">
      <parameter name="Normalization" scale="1.0" value="1.0" min="0.0" max="1000.0" free="1"/>
    </spectrum>
    <radialModel type="Gaussian">
       <parameter name="Sigma" scale="1.0" value="3.0" min="0.01" max="10.0" free="1"/>
    </radialModel>
  </source>
</source_library>

Model parameters are specified by a <parameter> tag with a certain number of attributes. The name attribute gives the (case-sensitive) parameter name that needs to be unique within a given model component. The scale attribute gives a scaling factor that will be multiplied by the value attribute to provide the real (physical) parameter value. The min and max attributes specify boundaries for the value term of the parameter. And the free attribute specifies whether a parameter should be fitted (free="1") or kept fixed (free="0") in a maximum likelihood analysis. After a maximum likelihood fit using ctlike, an error attribute giving the statisical uncertainty of the value term will be appended to each <parameter> tag.

Note

XML files are ASCII files and can be edited by hand using any text editor. The indentation of the XML elements is not mandatory.

Note

The splitting of parameter values into a value and scale factor is mainly for numerical purposes. Parameter fitting algorithms can be ill-conditioned if several parameters of vastly different orders of magnitudes need to be optimised simultaneously. Splitting a value into two components allows to “prescale” the parameters so that the effective parameters to be optimised (the value terms) are all of about unity.

Warning

The syntax of the model definition XML file has been adopted from the syntax used by the Fermi/LAT ScienceTools. This should allow for exchange of model definition files between ctools and the Fermi/LAT ScienceTools. Note, however, that ctools implements a number of extensions with respect to the Fermi/LAT ScienceTools syntax, hence eventually minor manual adjustments may be needed to use ctools XML files for Fermi/LAT analyses.

Spatial model components

The following sections present the spatial model components that are available in ctools.

Point source

<source name="Crab" type="PointSource">
  <spatialModel type="SkyDirFunction">
    <parameter name="RA"  scale="1.0" value="83.6331" min="-360" max="360" free="1"/>
    <parameter name="DEC" scale="1.0" value="22.0145" min="-90"  max="90"  free="1"/>
  </spatialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>

Radial source

<source name="Crab" type="ExtendedSource">
  <spatialModel type="DiskFunction">
    <parameter name="RA"     scale="1.0" value="83.6331" min="-360" max="360" free="1"/>
    <parameter name="DEC"    scale="1.0" value="22.0145" min="-90"  max="90"  free="1"/>
    <parameter name="Radius" scale="1.0" value="0.20"    min="0.01" max="10"  free="1"/>
  </spatialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>
<source name="Crab" type="ExtendedSource">
  <spatialModel type="GaussFunction">
    <parameter name="RA"    scale="1.0" value="83.6331" min="-360" max="360" free="1"/>
    <parameter name="DEC"   scale="1.0" value="22.0145" min="-90"  max="90"  free="1"/>
    <parameter name="Sigma" scale="1.0" value="0.20"    min="0.01" max="10"  free="1"/>
  </spatialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>
<source name="Crab" type="ExtendedSource">
  <spatialModel type="ShellFunction">
    <parameter name="RA"     scale="1.0" value="83.6331" min="-360" max="360" free="1"/>
    <parameter name="DEC"    scale="1.0" value="22.0145" min="-90"  max="90"  free="1"/>
    <parameter name="Radius" scale="1.0" value="0.30"    min="0.01" max="10"  free="1"/>
    <parameter name="Width"  scale="1.0" value="0.10"    min="0.01" max="10"  free="1"/>
  </spatialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>

Elliptical source

<source name="Crab" type="ExtendedSource">
  <spatialModel type="EllipticalDisk">
    <parameter name="RA"          scale="1.0" value="83.6331" min="-360"  max="360" free="1"/>
    <parameter name="DEC"         scale="1.0" value="22.0145" min="-90"   max="90"  free="1"/>
    <parameter name="PA"          scale="1.0" value="45.0"    min="-360"  max="360" free="1"/>
    <parameter name="MinorRadius" scale="1.0" value="0.5"     min="0.001" max="10"  free="1"/>
    <parameter name="MajorRadius" scale="1.0" value="2.0"     min="0.001" max="10"  free="1"/>
  </spatialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>
<source name="Crab" type="ExtendedSource">
  <spatialModel type="EllipticalGauss">
    <parameter name="RA"          scale="1.0" value="83.6331" min="-360"  max="360" free="1"/>
    <parameter name="DEC"         scale="1.0" value="22.0145" min="-90"   max="90"  free="1"/>
    <parameter name="PA"          scale="1.0" value="45.0"    min="-360"  max="360" free="1"/>
    <parameter name="MinorRadius" scale="1.0" value="0.5"     min="0.001" max="10"  free="1"/>
    <parameter name="MajorRadius" scale="1.0" value="2.0"     min="0.001" max="10"  free="1"/>
  </spatialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>

Diffuse source

<source name="Crab" type="DiffuseSource">
  <spatialModel type="ConstantValue">
     <parameter name="Value" scale="1" value="1" min="1"  max="1" free="0"/>
  </spatialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>
<source name="Crab" type="DiffuseSource">
  <spatialModel type="SpatialMap" file="map.fits">
     <parameter name="Prefactor" scale="1" value="1" min="0.001" max="1000.0" free="0"/>
  </spatialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>
<source name="Crab" type="DiffuseSource">
  <spatialModel type="MapCubeFunction" file="map_cube.fits">
    <parameter name="Normalization" scale="1" value="1" min="0.001" max="1000.0" free="0"/>
  </spatialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>

CTA radial background

<source name="Background" type="RadialAcceptance" instrument="CTA">
  <radialModel type="Gaussian">
    <parameter name="Sigma" scale="1.0" value="3.0" min="0.01" max="10.0" free="1"/>
  </radialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>
<source name="Background" type="RadialAcceptance" instrument="CTA">
  <radialModel type="Profile">
    <parameter name="Width" scale="1.0" value="1.5" min="0.1" max="1000.0" free="1"/>
    <parameter name="Core"  scale="1.0" value="3.0" min="0.1" max="1000.0" free="1"/>
    <parameter name="Tail"  scale="1.0" value="5.0" min="0.1" max="1000.0" free="1"/>
  </radialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>
<source name="Background" type="RadialAcceptance" instrument="CTA">
  <radialModel type="Polynom">
    <parameter name="Coeff0" scale="1.0" value="+1.00000"   min="-10.0" max="10.0" free="0"/>
    <parameter name="Coeff1" scale="1.0" value="-0.1239176" min="-10.0" max="10.0" free="1"/>
    <parameter name="Coeff2" scale="1.0" value="+0.9751791" min="-10.0" max="10.0" free="1"/>
    <parameter name="Coeff3" scale="1.0" value="-3.0584577" min="-10.0" max="10.0" free="1"/>
    <parameter name="Coeff4" scale="1.0" value="+2.9089535" min="-10.0" max="10.0" free="1"/>
    <parameter name="Coeff5" scale="1.0" value="-1.3535372" min="-10.0" max="10.0" free="1"/>
    <parameter name="Coeff6" scale="1.0" value="+0.3413752" min="-10.0" max="10.0" free="1"/>
    <parameter name="Coeff7" scale="1.0" value="-0.0449642" min="-10.0" max="10.0" free="1"/>
    <parameter name="Coeff8" scale="1.0" value="+0.0024321" min="-10.0" max="10.0" free="1"/>
  </radialModel>
  <spectrum type="...">
    ...
  </spectrum>
</source>

CTA IRF background

<source name="Background" type="CTAIrfBackground" instrument="CTA">
  <spectrum type="...">
    ...
  </spectrum>
</source>

CTA cube background

<source name="Background" type="CTACubeBackground" instrument="CTA">
  <spectrum type="...">
    ...
  </spectrum>
</source>

Spectral model components

The following sections present the spectral model components that are available in ctools.

Warning

The units of the spectral model depend on the spatial model component. Units quoted below apply to spatial models for a source component. Source intensities are generally given in units of \({\rm ph}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}\,{\rm MeV}^{-1}\).

Exceptions to this rule exist for the following spatial models:

  • ConstantValue: intensity units are given per steradian, e.g. \({\rm ph}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}\,{\rm MeV}^{-1}\,{\rm sr}^{-1}\)
  • MapCubeFunction: intensities are unitless, the spectral model presents a relative scaling of the diffuse model

If spectral models are used for a background model component, intensity units are generally given in \({\rm counts}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}\,{\rm MeV}^{-1}\,{\rm sr}^{-1}\) and correspond to the on-axis count rate.

Exceptions to this rule exist for the following spatial models:

  • CTAIrfBackground: intensities are unitless, the spectral model presents a relative scaling of the background model
  • CTACubeBackground: intensities are unitless, the spectral model presents a relative scaling of the background model

Constant

<spectrum type="ConstantValue">
  <parameter name="Normalization" scale="1e-16" value="5.7" min="1e-07" max="1000.0" free="1"/>
</spectrum>

The ConstantValue model component implements the constant function

\[\frac{dN}{dE} = N_0\]

where

  • \(N_0\) = Normalization \([{\rm ph}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}\,{\rm MeV}^{-1}]\)

Power law

<spectrum type="PowerLaw">
  <parameter name="Prefactor" scale="1e-16" value="5.7"  min="1e-07" max="1000.0" free="1"/>
  <parameter name="Index"     scale="-1"    value="2.48" min="0.0"   max="+5.0"   free="1"/>
  <parameter name="Scale"     scale="1e6"   value="0.3"  min="0.01"  max="1000.0" free="0"/>
</spectrum>

The PowerLaw model component implements the power law function

\[\frac{dN}{dE} = k_0 \left( \frac{E}{E_0} \right)^{\gamma}\]

where

  • \(k_0\) = Prefactor \([{\rm ph}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}\,{\rm MeV}^{-1}]\)
  • \(\gamma\) = Index
  • \(E_0\) = Scale \([{\rm MeV}]\)

Warning

The Scale parameter is not intended to be fitted.

An alternative power law function that uses the integral flux as parameter rather than the Prefactor is specified by

<spectrum type="PowerLaw2">
  <parameter scale="1e-07" name="Integral"   min="1e-07" max="1000.0"    value="1.0" free="1"/>
  <parameter scale="1.0"   name="Index"      min="-5.0"  max="+5.0"      value="-2.0" free="1"/>
  <parameter scale="1.0"   name="LowerLimit" min="10.0"  max="1000000.0" value="100.0" free="0"/>
  <parameter scale="1.0"   name="UpperLimit" min="10.0"  max="1000000.0" value="500000.0" free="0"/>
</spectrum>

The PowerLaw2 model component implements the power law function

\[\frac{dN}{dE} = \frac{N(\gamma+1)E^{\gamma}} {E_{\rm max}^{\gamma+1} - E_{\rm min}^{\gamma+1}}\]

where

  • \(N\) = Integral \([{\rm ph}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}]\)
  • \(\gamma\) = Index
  • \(E_{\rm min}\) = LowerLimit \([{\rm MeV}]\)
  • \(E_{\rm max}\) = UpperLimit \([{\rm MeV}]\)

Warning

The LowerLimit and UpperLimit parameters are always treated as fixed and, the flux given by the Integral parameter is computed over the range set by these two parameters. Use of this model allows the errors on the integral flux to be evaluated directly by ctlike.

Exponentially cut-off power law

<spectrum type="ExpCutoff">
  <parameter name="Prefactor" scale="1e-16" value="5.7"  min="1e-07" max="1000.0" free="1"/>
  <parameter name="Index"     scale="-1"    value="2.48" min="0.0"   max="+5.0"   free="1"/>
  <parameter name="Cutoff"    scale="1e6"   value="1.0"  min="0.01"  max="1000.0" free="1"/>
  <parameter name="Scale"     scale="1e6"   value="0.3"  min="0.01"  max="1000.0" free="0"/>
</spectrum>

The ExpCutoff model component implements the exponentially cut-off power law function

\[\frac{dN}{dE} = k_0 \left( \frac{E}{E_0} \right)^{\gamma} \exp \left( \frac{-E}{\tt E_{\rm cut}} \right)\]

where

  • \(k_0\) = Prefactor \([{\rm ph}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}\,{\rm MeV}^{-1}]\)
  • \(\gamma\) = Index
  • \(E_0\) = Scale \([{\rm MeV}]\)
  • \(E_{\rm cut}\) = Cutoff \([{\rm MeV}]\)

Warning

The Scale parameter is not intended to be fitted.

Broken power law

<spectrum type="BrokenPowerLaw">
  <parameter name="Prefactor"  scale="1e-16" value="5.7"  min="1e-07" max="1000.0" free="1"/>
  <parameter name="Index1"     scale="-1"    value="2.48" min="0.0"   max="+5.0"   free="1"/>
  <parameter name="BreakValue" scale="1e6"   value="0.3"  min="0.01"  max="1000.0" free="1"/>
  <parameter name="Index2"     scale="-1"    value="2.70" min="0.01"  max="1000.0" free="1"/>
</spectrum>

The BrokenPowerLaw model component implements the broken power law function

\[\begin{split}\frac{dN}{dE} = k_0 \times \left \{ \begin{eqnarray} \left( \frac{E}{E_b} \right)^{\gamma_1} & {\rm if\,\,} E < E_b \\ \left( \frac{E}{E_b} \right)^{\gamma_2} & {\rm otherwise} \end{eqnarray} \right .\end{split}\]

where

  • \(k_0\) = Prefactor \([{\rm ph}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}\,{\rm MeV}^{-1}]\)
  • \(\gamma_1\) = Index1
  • \(\gamma_2\) = Index2
  • \(E_b\) = BreakValue \([{\rm MeV}]\)

Warning

Note that the BreakValue parameter may be poorly constrained if there is no clear spectral cut-off in the spectrum. This model may lead to complications in the maximum likelihood fitting.

Log parabola

<spectrum type="LogParabola">
  <parameter name="Prefactor" scale="1e-17" value="5.878"   min="1e-07" max="1000.0" free="1"/>
  <parameter name="Index"     scale="-1"    value="2.32473" min="0.0"   max="+5.0"   free="1"/>
  <parameter name="Curvature" scale="-1"    value="0.074"   min="-5.0"  max="+5.0"   free="1"/>
  <parameter name="Scale"     scale="1e6"   value="1.0"     min="0.01"  max="1000.0" free="0"/>
</spectrum>

The LogParabola model component implements the log parabola function

\[\frac{dN}{dE} = k_0 \left( \frac{E}{E_0} \right)^{\gamma+\eta \ln(E/E_0)}\]

where

  • \(k_0\) = Prefactor \([{\rm ph}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}\,{\rm MeV}^{-1}]\)
  • \(\gamma\) = Index
  • \(\eta\) = Curvature
  • \(E_0\) = Scale \([{\rm MeV}]\)

Warning

The Scale parameter is not intended to be fitted.

An alternative XML format is supported for compatibility with the Fermi/LAT XML format:

<spectrum type="LogParabola">
  <parameter name="Prefactor" scale="1e-17" value="5.878"   min="1e-07" max="1000.0" free="1"/>
  <parameter name="alpha"     scale="1"     value="2.32473" min="0.0"   max="+5.0"   free="1"/>
  <parameter name="beta"      scale="1"     value="0.074"   min="-5.0"  max="+5.0"   free="1"/>
  <parameter name="Scale"     scale="1e6"   value="1.0"     min="0.01"  max="1000.0" free="0"/>
</spectrum>

where

  • alpha = -Index
  • beta = -Curvature

Gaussian

<spectrum type="Gaussian">
  <parameter name="Normalization" scale="1e-10" value="1.0"  min="1e-07" max="1000.0" free="1"/>
  <parameter name="Mean"          scale="1e6"   value="5.0"  min="0.01"  max="100.0"  free="1"/>
  <parameter name="Sigma"         scale="1e6"   value="1.0"  min="0.01"  max="100.0"  free="1"/>
</spectrum>

The Gaussian model component implements the gaussian function

\[\frac{dN}{dE} = \frac{N_0}{\sqrt{2\pi}\sigma} \exp \left( \frac{-(E-\bar{E})^2}{2 \sigma^2} \right)\]

where

  • \(N_0\) = Normalization \([{\rm ph}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}]\)
  • \(\bar{E}\) = Mean \([{\rm MeV}]\)
  • \(\sigma\) = Sigma \([{\rm MeV}]\)

File function

<spectrum type="FileFunction" file="data/filefunction.txt">
  <parameter scale="1.0" name="Normalization" min="0.0" max="1000.0" value="1.0" free="1"/>
</spectrum>

The FileFunction model component implements an arbitrary function that is defined by intensity values at specific energies. The energy and intensity values are defined using an ASCII file with columns of energy and differential flux values. Energies are given in units of \([{\rm MeV}]\), intensities are given in units of \([{\rm ph}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}\,{\rm MeV}^{-1}]\). The only parameter is a multiplicative normalization:

\[\frac{dN}{dE} = N_0 \left. \frac{dN}{dE} \right\rvert_{\rm file}\]

where

  • \(N_0\) = Normalization

Warning

If the file name is given as relative path, the path is relative to the working directory where the ctool has been launched. Alternatively, an absolute path may be specified. Any environment variable present in the path name will be expanded.

Node function

<spectrum type="NodeFunction">
  <node>
    <parameter name="Energy"    scale="1.0"   value="1.0" min="0.1"   max="1.0e20" free="0"/>
    <parameter name="Intensity" scale="1e-07" value="1.0" min="1e-07" max="1000.0" free="1"/>
  </node>
  <node>
    <parameter name="Energy"    scale="10.0"  value="1.0" min="0.1"   max="1.0e20" free="0"/>
    <parameter name="Intensity" scale="1e-08" value="1.0" min="1e-07" max="1000.0" free="1"/>
  </node>
</spectrum>

The NodeFunction model component implements a generalised broken power law which is defined by a set of energy and intensity values (the so called nodes) that are piecewise connected by power laws. Energies are given in units of \([{\rm MeV}]\), intensities are given in units of \([{\rm ph}\,\,{\rm cm}^{-2}\,{\rm s}^{-1}\,{\rm MeV}^{-1}]\).

Warning

An arbitrary number of energy-intensity nodes can be defined in a node function. The nodes need to be sorted by increasing energy. Although the fitting of the Energy parameters is formally possible it may lead to numerical complications. If Energy parameters are to be fitted make sure that the min and max attributes are set in a way that avoids inversion of the energy ordering.

Temporal model components

The following sections present the temporal model components that are available in ctools.

Constant

<temporalModel type="Constant">
  <parameter name="Normalization" scale="1.0" value="1.0" min="0.1" max="10.0" free="0"/>
</temporalModel>